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Compliance and Regulation (2)
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Our Industry
industry news
Cosmo Wisniewski Discusses MiFID II's Impact on Buy-Side
Many MiFID requirements are keeping the buy-side awake at night, but investor protection obligations, which entail fund manufacturers and ...
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whitepaper
Times of Change: 2017 Outlook
The immortal words of Bob Dylan rang true in 2016 more than any recent year in memory: The Times They Are a Changin’. Though we covered a number of ...
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multimedia
Patrick Kirchner Explores Portfolio Decision Support
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industry news
Regulatory Pressures Push Asset Managers to Outsource
Research conducted by Cerulli Associates earlier this year found that independent financial advisers (IFAs) are starting to rapidly increase their ...
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whitepaper
Sweet Sixteen: 2016 Outlook
While some of the topics in this year’s outlook may be familiar, we’ve been seeing changes in trends over the past two years that indicate our ...
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industry news
T+2 Implementation Difficulties
The biggest impact T+2 will have on operations will be from a business process perspective, as current technology can already support T+1 and same ...
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industry news
Fund Management Confusion
Investment managers expect that compliance with AIFMD will require an even larger portion of their budgets that originally planned, and there is ...
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industry news
Avoid the Hype
CEO Steve Young discusses how asset managers can apply a more sophisticated methodology in assessing the impact of ongoing regulation, and avoiding ...
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industry news
The T+2 Hustle
With T+2 looming large, MarketsMedia carries insight on the impending shortening of the post-execution life cycle of U.S. equity trades, a big deal ...
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